RPL Denial Types
are provided in RPS for client configuration.
Screening
Configuration - RPS allows the Customer to configure which Restricted Party
Lists and country rules they would like to screen against. This Master List
of Lists should be used as a reference to the screening configuration. The
Customer will provide their selections to the implementation team for the
initial set up. After production cutover, the Customer will have control over
the screening configuration and can adjust it as desired for each Suborg.
Access RPS as the
Internal Compliance Manager role to update the RPL Type Configuration.
The
following codes apply to the majority of entities that appear in our
Restricted Parties Database.
Please
contact Livingston TradeSphere RPS Support with any questions: 1-877-626-3141
or +1-905-908-0320
|
CODE
|
FEDERAL AGENCY AND
APPLICABLE REGULATIONS
|
REMARK
|
DATE ADDED
|
|
AIRCRAFT
|
Department of Commerce, Bureau of Industry and
Security
|
US Department of Commerce has identified Commerical and
Private aircraft exported to Russia and Belarus in violation of U.S.
Export controls.
Legislative
link
|
04/20/2022
|
|
AMCL
|
AMLC (Philippines)
Uncooperative Subject List
|
List of entities published for being uncooperative with
compliance by the Anti-Money Laundering Council (AMCL) under Section
54.A.1 of the 2021 AML/CTF Guidelines for DNFBPs.
Legislative link
|
07/25/2022
|
|
AUSTRAC
|
Australia Department of
Foreign Affairs and Trade
|
Names of people whose assets are frozen are automatically
incorporated onto a Consolidated List (Excel format) maintained by the
Department of Foreign Affairs and Trade (DFAT).
Legislative
link
|
Pre-2020
|
|
ADB
|
Asian Development Bank
|
The
Asian Development Bank list contains the names of entities who violated
the sanctions while ineligible; entities who committed second and
subsequent violations; debarred entities who are uncontactable; and cross
debarred entities.
Legislative link
|
Pre-2020
|
|
AF_FUGITIVE
|
US Air Force
Office of Special Investigations
|
AFOSI
opens an investigation on any Air Force member that is classified a
deserter by the member’s command.
Legislative link
|
Pre-2020
|
|
BALTIC_BELARUS
|
Estonian Ministry of Foreign
Affairs
|
Estonian Ministry of Foreign Affairs published an
additional list of Belarusian officials subject to prohibition on entry
according to the International Sanctions Act.
Legislative Link
|
10/01/2020
|
|
BOE
|
Her Majesty's
Treasury
Bank of England
|
Her
Majesty’s Treasury financial sanctions list consists of targets that have
been listed by the United Nations Security Council (following
resolutions), the European Union (following EC Regulations) and the UK
(following domestic legislation). The names published relate to
Afghanistan (Taliban, Usama Bin Laden and Al-Qa’ida), Burma/Myanmar,
Serbia and Montenegro, Iraq, Terrorism and Zimbabwe.
*Note
– The list name remains as BOE, however the UK now calls it OFSI on the
website.
Legislative
link
|
Pre-2020
|
|
BOL
|
Bank of Lithuania
|
The
Bank of Lithuania, having assessed available information and aiming at
protecting interests of the consumers, has a list of entities without the
right to provide financial services in Lithuania yet offering them, and
providing trading possibilities on the websites administered by them.
Legislative
link
|
10/15/2021
|
|
BOYCOTT
|
Department of Commerce, Bureau of Industry and
Security
|
Department
of Commerce’s Bureau of Industry and Security (BIS) published a new
resource for companies, financial institutions, freight forwarders, and
others to help them identify boycott-related requests they may receive
during the regular course of business. The resource is a public list of
entities who have been identified as having made a boycott-related
request in reports received by BIS. The list is posted on the Office of
Antiboycott Compliance (OAC) webpage with the objective of
helping U.S. persons comply with the antiboycott regulations set forth in
Part 760 of the Export Administration Regulations, 15 CFR Parts 730-774
(EAR).
Legislative
link
|
04/25/2024
|
|
BIS_UVL
|
Department of Commerce, Bureau of Industry and
Security, Export
Administration Regulations
|
Effective
January 21, 2014, per 78 FR 76748, US BIS has removed all
parties from the Unverified list. Parties which BIS determines should be
included in the new Unverified List will be incorporated under Part 744.15
Supplement 6 of the Export Administration Regulations (EAR). Restrictions on
exports, reexports and transfers (in-country) to persons listed on the
unverified list are set forth in Section 744.15 of the Export
Administration Regulations (EAR).
Legislative
link
|
Pre-2020
|
|
BFSL
|
Belgium Financial
Sanction List
|
The
Royal Decree of 6 October 1944 regarding the control of any transfers of
goods or assets between Belgium and a foreign country (modified by the Law
of 28 February 2002); The Act of 11 May 1995 regarding the implementation
of UNSC decisions; The Law of 13 May 2003 relating to the implementation of
restrictive measures adopted by the European Union Council against some
States, persons and entities; and Royal Decree of December 28th 2006
Legislative link
|
Pre-2020
|
|
BXA
|
DOC, Bureau of Industry & Security (formerly US Bureau of
Export Administration)
|
Companies
and individuals identified with the code ‘BXA’ or ‘BIS’ are entities on the
Denied Parties List that have had their export privileges restricted for
violations of the US Export Administration Regulations.
Legislative
link
|
Pre-2020
|
|
CA_FACFO
|
His Excellency
the Governor General in Council,
Minister of Foreign Affairs
|
Canada
FREEZING ASSETS OF CORRUPT FOREIGN OFFICIALS ACT; Regulations Amending the
Freezing Assets of Corrupt Foreign Officials (Tunisia and Egypt)
Regulations
Legislative link
|
Pre-2020
|
|
CA_MAG
|
Global Affairs
Canada
|
Lists
of Names subject to the Canadian Justice for Victims of Corrupt Foreign
Officials Act (Magnitsky Law)
Legislative link
|
Pre-2020
|
|
CA_RPL
|
Revenue Canada, Office of the
Superintendent of Financial Institutions
|
Lists
of Names subject to the Canadian Regulations Establishing a List of
Entities made under subsection 83.05(1) of the Criminal Code or the United
Nations Suppression of Terrorism Regulations.
Legislative
link
|
Pre-2020
|
|
CA_SEM
|
Global Affairs
Canada
|
Lists
of Names subject to Canadian Special Economic Measurements Sanctions.
Legislative
link
|
Pre-2020
|
|
CECL
|
Ministry
of Foreign Affairs of the People’s Republic of China
|
List
of Names, Individuals and Entities that are prohibited from entering the
mainland, Hong Kong and Macao of China, as well as prohibited from doing
business within these territories.
Legislative
link
|
07/21/2021
|
|
CITA 204
|
Inter-agency
Committee for the Implementation of Textile Agreements
|
Named
entities have usually violated textile import laws. Those entries on the
CITA 204 list are automatically denied entry to the US. CITA is not a
customs body but directly relates to US Imports.
Legislative
link
|
Pre-2020
|
|
CML
|
Department
of Defense; Department of the
Treasury, Office of Foreign Assets Control
|
The US Department of Defense
(DoD) has also created a List called the Chinese Military List (CML). OFAC
also maintains a list for Chinese Military Companies and reflect the same
as DoD.
Legislative
link – DoD
Legislative
link - OFAC
|
12/24/2020
|
|
CUBA_CRL
|
Department of State
|
The US Department of State has created a List of Restricted
Entities and Subentities Associated with Cuba (Cuba Restricted List) with
which direct financial transactions will be generally prohibited under the
Cuban Assets Control Regulations (CACR). This list will also be considered
during review of license applications submitted to the US Department of
Commerce’s Bureau of Industry and Security (BIS) pursuant to the Export
Administration Regulations (EAR).
Legislative
link
|
Pre-2020
|
|
CUSTOMS ATTP
CUSTOMS 592A
CUSTOMS 592B
|
Department of State, U.S. Customs
|
Entities
listed here have violated (592A) or alleged to have violated (592B) the
Customs importation protocols. ATTP violators are identified from the
Administrative list of Textile and Textile Products transshippers. Any
company or individual dealing with these entities must exercise the Reasonable
Care Required regulations. Essentially the importer should not rely on documentation
supplied by the violator and should take additional efforts to clarify
details of the import transaction.
Legislative
link
|
Pre-2020
|
|
DBL_R
DBL_B
|
System for Award
Management (SAM)
|
System
for Award Management (SAM) debarred bidders list of parties excluded from
US federal procurement and non-procurement and reciprocal programs
(formerly EPLS). Note: These entities are ONLY restricted from US
Government contracts, they are not restricted from general import or export
transactions. Office of Inspector General (OIG) lists are included.
Legislative link
|
Pre-2020
|
|
DEBARRED
|
US
Department of State
|
Companies
and individuals identified with the code 'debarred' are entities that have
been debarred for violations of the Arms Export Control Act. These
companies and individuals are generally debarred for a period of three
years; however, debarred parties are not automatically reinstated after
this three-year period. During this period (except in rare circumstances),
the debarred parties cannot submit export applications or be party to
international transactions involving U.S. origin goods and technologies.
Parties will remain on this list until a FR notice is published removing
them.
Legislative
link
|
Pre-2020
|
|
DNT
|
Dutch National
Terrorism List
|
The
Dutch national terrorism list contains the names of individuals and
organisations who are involved in terrorist activities. In accordance with
UN Security Council Resolution 1373 (2001) their assets have been frozen,
causing them to amongst other things no longer being able to withdraw money
from their bank accounts, nor use their credit cards. Since terrorist acts
require funding this measure thus makes it significantly more difficult to
commit or be (financially) involved with them.
Legislative Link
|
Pre-2020
|
|
EMBASSY
|
Embassy addresses for US Embargoed
Countries
|
This
link takes you to a tool that has a search function that provides a
comprehensive list of Embassy addresses by country. By using the search
function a comprehensive list of US Embassy addresses is available for
countries that are embargoed by the United States. The embargoed countries
are Cuba, Iran, North Korea, and Syria. The list also contains addresses of
Ukraine embassies located in the embargoed countries listed above as well
as in Russia.
Legislative Link
|
Pre-2020
|
|
ENTITY
|
DOC Bureau of
Industry & Security
|
Supplement
No. 4 to part 744 of the US Export Administration Regulations (EAR)
comprises an 'Entity List' through which the Bureau of Industry and
Security (BIS) informs exporters that a license is required for exports or
reexports to certain entities. Unless advised otherwise in a specific
entry in the Entity List one should assume that all exports or reexports
subject to the EAR to a listed entity require an individual license.
Legislative
link
|
Pre-2020
|
|
EU_GUINEA
|
Official Journal of the
European Communities
|
Guinean
entities sanctioned by the European Union.
Legislative
link
|
Pre-2020
|
|
EUC
|
Official
Journal of the European Communities
|
European
Union list of air carriers which are subject to an operating ban within the
Community; European
Union Air Carriers List.
Legislative
link
|
Pre-2020
|
|
EUF
|
Official
Journal of the European Communities
|
European
Union Finance: Prohibiting the export of certain goods and services,
and extending the freeze of funds and other financial resources to named
entities.
Legislative
link
|
Pre-2020
|
|
EUT
|
Official
Journal of the European Communities
|
European
Union Travel Ban: Prohibiting the travel of certain individuals into or
transit through Europe. This link will take you to the EU Consolidated List
of Sanctions.
Legislative link
|
Pre-2020
|
|
FBI_CYBER
|
Federal Bureau of
Investigation (FBI)
|
The
persons on this list are the most wanted cybercriminals wanted by the US
Federal Bureau of Investigation.
Legislative link
|
11/05/2020
|
|
FBI_MOST_WANTED
|
Federal Bureau of
Investigation (FBI)
|
The
persons on this list are the ten most wanted fugitives wanted by the US
Federal Bureau of Investigation.
Legislative link
|
Pre-2020
|
|
FBI_SEEKING_INFO
|
Federal Bureau of
Investigation (FBI)
|
The
persons on this list are wanted by the US Federal Bureau of Investigation
for questioning. Individuals on this list are not necessarily
fugitives, but suspected terrorists who have not been indicted. They
are wanted by the FBI in order to acquire information regarding possible
terrorist attacks.
Legislative link
|
Pre-2020
|
|
FBI_TERRORISTS
|
Federal Bureau of
Investigation (FBI)
|
The
alleged terrorists on this list have been indicted by sitting Federal Grand
Juries in various jurisdictions in the United States for the crimes
reflected on their wanted posters. The indictments currently listed on the
posters allow them to be arrested and brought to justice.
Legislative link
|
Pre-2020
|
|
FCPA
|
US
Department of Justice
|
The
Foreign Corrupt Practices Act of 1977, as amended, 15 U.S.C. §§ 78dd-1, et
seq. ("FCPA"), was enacted for the purpose of making it unlawful
for certain classes of persons and entities to make payments to foreign
government officials to assist in obtaining or retaining business.
Specifically, the anti-bribery provisions of the FCPA prohibit the willful
use of the mails or any means of instrumentality of interstate commerce
corruptly in furtherance of any offer, payment, promise to pay, or
authorization of the payment of money or anything of value to any person,
while knowing that all or a portion of such money or thing of value will be
offered, given or promised, directly or indirectly, to a foreign official
to influence the foreign official in his or her official capacity, induce
the foreign official to do or omit to do an act in violation of his or her
lawful duty, or to secure any improper advantage in order to assist in
obtaining or retaining business for or with, or directing business to, any
person.
Legislative
link
|
10/04/2023
|
|
FDA
|
US Food and Drug
Administration
|
This
is a public list of firms or persons debarred pursuant to sections 306(a)
and (b) of the US Federal Food Drug & Cosmetic Act (21 U.S.C. 335(a)
and (b)).
Legislative
link
|
Pre-2020
|
|
FFSL
|
France Financial Sanctions
List
|
France
has a system of national freezing to freeze, by joint order of the Minister
for the Economy and the Minister of the Interior, the assets of a person
who commits or attempts to commit acts of terrorism, including participates
or facilitates them as well as those who finance them. This device comes
from Articles L562-2 and following of the Monetary and Financial Code.
Legislative
link
|
Pre-2020
|
|
FINCEN
|
Department of Treasury; Financial Crimes Enforcement
Network; Section 311 of the USA PATRIOT Act
|
On
October 26, 2001, the President signed the Act into law. Title III of the
Act amends the anti-money laundering provisions of the Bank Secrecy Act
(BSA) (codified in subchapter II of chapter 53 of title 31, United States
Code) to promote the prevention, detection, and prosecution of
international money laundering and the financing of terrorism.
Legislative link
|
Pre-2020
|
|
HKIAE
|
Hong
Kong Insurance Authority
|
Hong
Kong Insurance Authority Enforcement list consists of people or entities being
subject to disciplinary actions including pecuniary penalty, prohibition
from applying to be licensed for a certain period of time. Subjects are
considered to contravene the Insurance Ordinance (Cap. 41), the IA’s code
of conduct for licensed insurance agents, or anti-money laundering and
Counter-terrorists Financing ordinance.
Legislative
link
|
07/06/2022
|
|
JP_FUL
|
Japanese Ministry of
Economy, Trade and Industry
|
Japan
foreign-user list, published by METI and used in conjunction with Japanese
catch-all controls.
Legislative
link
|
Pre-2020
|
|
JP_MOF
|
Japanese
Ministry of Finance
|
Japan
restricted party list, published by the Ministry of Finance and used to
identify entities involved in terrorism.
Legislative
link
|
Pre-2020
|
|
MIEU
|
Department of Commerce
|
The Bureau of Industry and
Security has created a new list for 'military-intelligence end user' in Belarus, Burma, Cambodia,
the People's Republic of China (China), Russia, or Venezuela.
Legislative
link
|
03/03/2022
|
|
MEU
|
Department of Commerce
|
The Bureau of Industry and
Security (BIS) amends the Export Administration Regulations (EAR) by adding
a new ‘Military End User’ (MEU) List. The U.S. Government has determined
that these entities are ‘military end users’ for purposes of the ‘military
end user’ control in the EAR that applies to specified items for exports,
reexports, or transfers (in-country) to the People’s Republic of China
(China), Russia, and Venezuela when such items are destined for a ‘military
end user.’
Legislative link
|
12/23/2020
|
|
POLAND_SANCTIONS
|
The Ministry of Internal Affairs and Administration
|
Decisions of the Minister of Interior and Administration on
entry on the list of persons and entities to whom the measures referred to
in the Act on special solutions in the field of counteracting supporting
aggression against Ukraine and serving to protect national security are
applied
Legislative
link
|
04/26/2022
|
|
SAWM
|
Saudi Arabia
Wanted Militants
|
85 Wanted militant list published by the Saudi Arabian
government
Legislative
link
|
Pre-2020
|
|
SECO
|
State Secretariat
for Economic Affairs
|
Since 1 January 2003, the Federal Act on the Implementation of
International Sanctions (Embargo Act, EmbA) has formed the legal basis for
the implementation of sanctions imposed by Switzerland. The Embargo Act is
framework legislation that regulates general matters (aim, scope of
authority, duty of disclosure, supervision of compliance, data protection,
administrative and legal assistance, rights of appeal, criminal
provisions).
Legislative
link
|
Pre-2020
|
|
STATE_FTO
|
Department of State, Office
of the Coordinator for Counterterrorism
|
Foreign
Terrorist Organizations are foreign organizations that are designated by
the Secretary of State in accordance with section 219 of the Immigration
and Nationality Act (INA). It is It is unlawful for a person in the United
States or subject to the jurisdiction of the United States to knowingly
provide "material support or resources" to a designated FTO.
Representatives and members of a designated FTO, if they are aliens, are
inadmissible to and, in certain circumstances, removable from the United
States. U.S. financial institution must retain control over any designated
FTO funds.
Legislative
link
|
Pre-2020
|
|
TEL
|
Department of State. Office
of the Coordinator for Counterterrorism
|
Section
411 of the USA PATRIOT ACT of 2001 (8 U.S.C. § 1182) authorized the Secretary
of State, in consultation with or upon the request of the Attorney General,
to designate terrorist organizations for immigration purposes. This
authority is known as the "Terrorist Exclusion List” (TEL) authority. A
TEL designation bolsters homeland security efforts by facilitating the
USG's ability to exclude aliens associated with entities on the TEL from
entering the United States.
Legislative link
|
Pre-2020
|
|
TIP
|
Department of Commerce
TIP
|
US
BIS has issued guidance on addressing Export Diversion Risks. This
guidance contains a new recommended best practice asking exporters,
reexporters and transferors of Common High Priority List (CHPL) items
screen transaction partners using the online resource made available by the
Trade Integrity Project (TIP). The TIP identifies third-country suppliers
with a history of exporting CHPL items to Russia. The TIP screening tool
can enable companies to identify possible red flags prior to proceeding
with an export transaction that risks diversion to Russia.
Legislative link
|
08/30/2024
|
|
TW-ENTITY
|
Taiwan
Bureau of Foreign Trade
|
Taiwan
Entity List – List of High-Tech Export Entity Management List
Taiwan
Entity List
Legislative
link
|
02/18/2022
|
|
UEL
|
Ministry
of Commerce of the People's Republic of China
|
On
September 19, 2020, China’s Ministry of Commerce (MOFCOM) published the Regulations on the
Unreliable Entity List (Ministry of Commerce Order No. 4, 2020). These
Provisions are formulated in accordance with the Foreign Trade Law of the
People’s Republic of China, the National Security Law of the People’s
Republic of China and other relevant laws, for the purpose of safeguarding
national sovereignty, security and development interests, maintaining fair
and free international economic and trade order, protecting the legitimate
rights and interests of enterprises, other organizations, and individuals
of China.
No
Names/Entities were added to the list until February 2023.
Legislative
link
|
02/23/2023
|
|
UFLPA Entity List
|
UFLPA Entity List
Uyghur
Forced Labor Prevention Act
|
Department
of Homeland Security Uyghur Forced labor Prevention Act. Strategy to
prevent the importation of goods Mined, Produced, or Manufactured with
forced labor in the People’s republic of China
Legislative link
|
06/21/2022
|
|
UK_PROSCRIBED
|
UK Counter
terrorism
|
Under
the Terrorism Act of 2000, the Home Secretary may proscribe an organization
if they believe it is concerned in terrorism, and it is proportionate to
do. Home Secretary has a created a list or proscribed terrorist groups or
organisations.
Legislative
link
|
12/12/2023
|
|
UNSC
|
United Nations Security
Council, Resolutions 1267, 1333, 1390, 2270
|
In
accordance with Security Council Resolution
1390
(2002), all States are required to ensure that the following three measures
are applied with immediate effect to all of the individuals, groups,
undertakings and entities included in the list: 1.Freeze without delay any
funds and other financial assets or economic resources; 2.Prevent the entry
into or the transit through their territories; 3.Prevent the direct or
indirect supply, sale and transfer of all arms and related materiel, spare
parts and technical advice, assistance, or training related to military
activities.
Legislative
link
|
Pre-2020
|
|
US_Marshals
|
US Marshals Service
US Department of Justice
|
US
Marshals Service major cases consist of individuals with a history of
violent crimes who may be considered armed and dangerous. They may also be
cases of considerable national significance.
Legislative link
|
Pre-2020
|
|
USTB
|
Department of State. Presidential Proclamation
8015, Executive Order 13403
|
Per
notice of Proclamation 8015 in the Federal Register on May 16, 2006 (Volume
71, Number 94), the Department of State has taken steps to ban travel into
the United States for specified persons, under Executive Order 13403
(2006). Therefore, In light of the importance to the United States of
fostering democratic institutions in Belarus, the United States will take
all available measures to restrict the international travel and to suspend
the entry into the United States, as immigrants or nonimmigrants, of
members of the government of Alyaksandr Lukashenka and others who
formulate, implement, participate in, or benefit from policies or actions,
including electoral fraud, human rights abuses, and corruption, that
undermine or injure democratic institutions or impede the transition to
democracy in Belarus.
Legislative link
|
Pre-2020
|
|
VESSEL
|
Department of the
Treasury, Office of Foreign Assets Control, US Department of State
|
Blocked
vessels are segregated into a separate section on the Master list of
Specially Designated Nationals and Blocked Persons. Banks are now
instructed to reject any funds transfer referencing a blocked vessel and
must notify OFAC that funds have been returned to remitter due to the
possible involvement of an SDN vessel in the underlying transaction. SDN
vessels must themselves be physically blocked should they enter U.S.
jurisdiction. Freight forwarders and shippers may not charter, book cargo
on, or otherwise deal with SDN vessels. A list of prohibited vessels is
also published by the US Department of State and Homeland Security
Legislative
link
|
Pre-2020
|
|
VPSMIW
|
Vietnamese
Public Security Ministry International Wanted List
|
The
People's Public Security Ministry constitute the core of the people's armed
forces in the cause of protection of national security and maintenance of
social order and safety of the State of the Socialist Republic of Vietnam. List
of internationally wanted people published by the Public Security Ministry
of Vietnam from 2016 onwards.
Legislative
link
|
10/15/2021
|
|
WORLD_BANK_DEBARRED
|
World Bank Group
|
The
firms and individuals are ineligible to be awarded a World Bank-financed
contract for the periods indicated because they were found to have violated
the fraud and corruption provisions of the Procurement /Consultant Guidelines.
Legislative
link
|
Pre-2020
|
|
PEP:
Politically Exposed Persons (PEP) list includes those that are entrusted
with a prominent public function and therefore are at a higher risk for
potential involvement in bribery and corruption.
|
|
|
CIA
|
Central Intelligence Agency
|
World
leaders, Chiefs of State and Cabinet members of foreign governments
Legislative link
|
Pre-2020
|
|
Diplomat
|
Department of
State, Diplomatic list
|
This
publication covers foreign missions (embassies, interest sections) in the
United States. It contains the names of members of the diplomatic staffs of
these missions and their spouses. Members of the diplomatic staff are the
members of the staff of the mission having diplomatic rank. These persons enjoy
full immunity under provisions of the Vienna Convention on Diplomatic
Relations.
Legislative link
|
Pre-2020
|
|
Panama Papers
|
International
Consortium of Investigative Journalists
|
A
publication with records obtained anonymously containing financial details
on shell companies using offshore accounts for suspected illegal purposes.
Legislative link
|
Pre-2020
|
|
NONPROLIF:
The United States imposes sanctions under various legal authorities against
foreign individuals, private entities, and governments that engage in
proliferation activities.
Legislative link
|
|
|
CBW
|
DOS, Bureau of International Security
and Non-proliferation
|
Chemical/Biological
Weapons sanctions imposed pursuant to the US Arms Export Control Act and
the Export Administration Act of 1979. One of several types formerly known
as EPCI.
Legislative
link
|
Pre-2020
|
|
EX_ORDER
|
Department of State, Department of Commerce, Export
Administration Act; National
Defense Authorization Act
|
US
Sanctions imposed for proliferation activities restricted by Executive
Order 12938 and 13094. One of several types formerly known as EPCI.
Legislative
link
|
Pre-2020
|
|
IRAN_NONPROLIF
|
Department of State, Department of Commerce, Export
Administration Act; National
Defense Authorization Act
|
US
Sanctions imposed for proliferation activities restricted by Executive
Order 12938, 13094, and 13382. One of several types formerly known as EPCI.
Legislative
link
|
Pre-2020
|
|
IRAN_IRAQ
|
Department of State, Department of Commerce, Export
Administration Act; National
Defense Authorization Act
|
US
Sanctions imposed for proliferation activities restricted by the Iran-Iraq
Arms Non-Proliferation Act of 1992. One of several types formerly known as
EPCI.
Legislative
link
|
Pre-2020
|
|
ISA
|
Department of
State, Iran Sanctions Act List
|
US
sanctions imposed pursuant to the Iran Sanctions Act of 1996 (ISA), as
amended by the Comprehensive Iran Sanctions, Accountability, and Divestment
Act of 2010. (CISADA)
Legislative link
|
Pre-2020
|
|
ITAR
|
Department of State, Department of Commerce, Export
Administration Act; National
Defense Authorization Act
|
ITAR
(section 126.7) often indefinitely restricts all licenses for entities
sanctioned under the type ‘EX_ORDER’. One of several types formerly known
as EPCI.
Legislative
link ITAR 126.7
Legislative Link EX_ORDER
|
Pre-2020
|
|
LME
|
Department of State, Department of Commerce, Export
Administration Act; National
Defense Authorization Act
|
US
Sanctions imposed against entities that transfer Lethal Military Equipment
to countries determined by the Secretary of State to be state sponsors of
terrorism. One of several types formerly known as EPCI.
Legislative
link
|
Pre-2020
|
|
MISSILE
|
Department of State, Department of Commerce, Export
Administration Act; National
Defense Authorization Act
|
US
Sanctions imposed against entities who have engaged in missile technology
proliferation activities that are restricted by the Arms Export Control Act
and the Export Administration Act of 1979. One of several types formerly
known as EPCI.
Legislative
link
|
Pre-2020
|
|
OFAC
& SDN: Codes below are SDN programs & Executive Orders of the
Office of Foreign Assets Control (OFAC) Sanctions Lists including Specially
Designated Nationals (SDN) lists, Foreign Sanctions Evaders (FSE) list,
Non-SDN Palestinian Legislative Council (NS-PLC) list, and the CAPTA list.
They are maintained as separate RPL types in the database.
|
|
|
CAPTA
|
Department of the
Treasury, Office of Foreign Assets Control
|
The CAPTA List is intended to
include foreign financial institutions subject to correspondent or
payable-through account sanctions pursuant to sanctions authorities
including the Ukraine Freedom Support Act of 2014, as amended by the
Countering America's Adversaries Through Sanctions Act; the North Korea
Sanctions Regulations, 31 C.F.R. part 510; the Iran Freedom and
Counter-Proliferation Act of 2012; the Iranian Financial Sanctions
Regulations, 31 C.F.R. Part 561; the Hizballah Financial Sanctions Regulations,
31 C.F.R. Part 566; and Executive Order 13846. The CAPTA List also will
specify the specific prohibition or strict condition(s) to which the
foreign financial institutions are subject
Legislative
link
|
Pre-2020
|
|
BALKANS
|
Department of the
Treasury, Office of Foreign Assets Control
|
Persons
who threaten international stabilization efforts in the Western Balkans.
Executive Order 13219 of June 26, 2001. [Federal Register: June 29,
2001 (Volume 66, Number 126)] Executive Order 13304 of May 29, 2003.
[Federal Register: May 29, 2003 (Volume 68, Number 103)]
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
BELARUS
|
Department of the
Treasury, Office of Foreign Assets Control
|
Executive
Order 13405, Blocking property of certain persons undermining democratic
processes or institutions in Belarus. Certain members of the Government of
Belarus and other persons to undermine Belarus' democratic processes or
institutions, manifested most recently in the fundamentally undemocratic
March 2006 elections, to commit human rights abuses related to political
repression, including detentions and disappearances, and to engage in
public corruption, including by diverting or misusing Belarusian public
assets or by misusing public authority, constitute an unusual and
extraordinary threat to the national security and foreign policy of the
United States.
Legislative link
OFAC SDN List
|
Pre-2020
|
|
BPI
|
Department of the
Treasury, Office of Foreign Assets Control
|
All
property and interests in property of the designated entity, wherever
located, are blocked pending investigation. The entity may be then
designated under another type when the investigation is concluded (ex.
SDGT, SDNTK, etc.).
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
BURMA-EO
|
Department of the
Treasury, Office of Foreign Assets Control
|
On
02/11/2021, The
President has issued a new Executive
Order "Blocking Property With Respect To The Situation In
Burma."
Legislative link
OFAC SDN List
|
02/12/2021
|
|
CAR
|
Department of the
Treasury, Office of Foreign Assets Control
|
On
May 12, 2014, the US President issued
Executive
Order 13667 blocking the property of certain persons contributing to the
conflict in the Central African Republic.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
CUBA
|
Department of the
Treasury, Office of Foreign Assets Control
|
The
Cuban Assets Control Regulations, 15 CFR Part 515 (the “Regulations”) were
issued by the U.S. Government on 8 July 1963 under the Trading With the
Enemy Act in response to certain hostile actions by the Cuban government.
They are still in force today and affect all U.S. citizens and permanent
residents wherever they are located, all people and organizations
physically in the United States, and all branches and subsidiaries of U.S.
organizations worldwide.
Legislative link
OFAC SDN List
|
Pre-2020
|
|
CAATSA-RUSSIA
|
Department of State
Department of the
Treasury, Office of Foreign Assets Control
|
The Secretary of State has determined that the following
persons are part of, or operate for or on behalf of, the defense or
intelligence sectors of the Government of the Russian Federation for the
purposes of CAATSA Section 231.
Legislative link
OFAC SDN List
|
Pre-2020
|
|
CMIC-EO
|
Department of the
Treasury, Office of Foreign Assets Control
|
On
06/03/2021 The
President has signed a new Executive Order
Addressing the Threat from Securities Investments that Finance Certain
Companies of the People's Republic of China
Legislative link
|
06/04/2021
|
|
CYBER2
|
Department of the
Treasury, Office of Foreign Assets Control
|
Blocking
the Property of Certain Persons Engaging in Significant Malicious
Cyber-Enabled Activities Legislative
link
OFAC SDN List
|
Pre-2020
|
|
DARFUR
|
Department of the
Treasury, Office of Foreign Assets Control
|
Executive
Order 13400 of SDN'S of the Darfur region of Sudan.
Legislative link
OFAC SDN List
|
Pre-2020
|
|
DRCONGO
|
Department of the
Treasury, Office of Foreign Assets Control
|
Executive Order 13413 blocking property of certain persons
contributing to the conflict in the Democratic Republic of the Congo.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
DPRK
|
Department of the
Treasury, Office of Foreign Assets Control
|
Executive
Order 13551- Office
of Foreign Assets Control (OFAC) list of SDN'S of North Korea.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
DPRK2
|
Department of the
Treasury, Office of Foreign Assets Control
|
Executive
Order 13687- Office
of Foreign Assets Control (OFAC) list of SDN'S of North Korea.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
DPRK3
|
Department of the
Treasury, Office of Foreign Assets Control
|
Executive
Order 13722-
BLOCKING PROPERTY OF THE GOVERNMENT OF NORTH KOREA AND THE WORKERS' PARTY
OF KOREA, AND PROHIBITING CERTAIN TRANSACTIONS WITH RESPECT TO NORTH KOREA
Legislative Link
OFAC SDN List
|
Pre-2020
|
|
DPRK4
|
Department of the
Treasury, Office of Foreign Assets Control
|
Executive
Order 13810-
Imposing Additional Sanctions with Respect to North Korea
Legislative Link
OFAC SDN List
|
Pre-2020
|
|
Ethiopia-EO14046
|
Department of the
Treasury, Office of Foreign Assets Control
|
Executive Order 14046 -
Imposing Sanctions on Certain Persons With Respect to the Humanitarian and
Human Rights Crisis in Ethiopia
Legislative Link
|
11/30/2021
|
|
FSE-IR
|
Department of the
Treasury, Office of Foreign Assets Control
|
Executive Order
13608.
Foreign individuals and entities determined to have violated, attempted to
violate, conspired to violate, or caused a violation of U.S. sanctions on
Syria or Iran. It also lists foreign persons who have facilitated deceptive
transactions for or on behalf of persons subject to U.S. sanctions.
Collectively, such individuals and companies are called “Foreign Sanctions
Evaders” or “FSEs.”
Legislative link
OFAC SDN List
|
Pre-2020
|
|
FSE_SY
|
Department of the
Treasury, Office of Foreign Assets Control
|
Executive Order
13608.
Foreign individuals and entities determined to have violated, attempted to
violate, conspired to violate, or caused a violation of U.S. sanctions on
Syria or Iran. It also lists foreign persons who have facilitated deceptive
transactions for or on behalf of persons subject to U.S. sanctions.
Collectively, such individuals and companies are called “Foreign Sanctions
Evaders” or “FSEs.”
Legislative link
OFAC SDN List
|
Pre-2020
|
|
FTO
|
Department of the
Treasury, Office of Foreign Assets Control
|
The
Antiterrorism
and Effective Death Penalty Act of 1996 calls for the designation
of Foreign Terrorist Organizations; they are listed as FTO in this list.
All FTO's have now been classified as Specially Designated Global
Terrorists (SDGT's).
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
GLOMAG
|
Department of the
Treasury, Office of Foreign Assets Control
|
This
E.O., signed December 20, 2017 implements the provisions of the Global
Magnitsky Human Rights Accountability Act
Legislative link
OFAC SDN List
|
Pre-2020
|
|
HK-EO13936
|
Department of the
Treasury, Office of Foreign Assets Control
|
The
President has signed an Executive Order, EO13936, pursuant to the Special Administrative
Region of Hong Kong (Hong Kong), since Hong Kong is no longer sufficiently
autonomous to justify differential treatment in relation to the People’s
Republic of China (PRC or China).
Legislative link
OFAC SDN List
|
Pre-2020
|
|
HRIT
|
Human
Rights Information Technology
|
The
President has signed an Executive Order Blocking the Property and
Suspending Entry into the United States of Certain Persons with Respect To
Grave Human Rights Abuses by the Governments of Iran and Syria via
Information Technology.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
IFSR
|
Department of the
Treasury, Office of Foreign Assets Control
|
SDN’s
of Iran, dealing with Iranian Financial Sanctions Regulations.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
ILLICIT-DRUGS-EO
|
Department of the
Treasury, Office of Foreign Assets Control
|
The
President has signed an Executive Order Imposing Sanctions on Foreign Persons Involved in the
Global Illicit Drug Trade.
Legislative
link
|
02/18/2022
|
|
IRAN
|
Department of the
Treasury, Office of Foreign Assets Control
|
As
a result of Iran’s support for international terrorism and its aggressive
actions against non-belligerent shipping in the Persian Gulf, President
Reagan, on October 29, 1987, issued Executive
Order 12613 and 12959. These imposed a new
import embargo on Iranian-origin Cooperation Act of 1985 (“ISDCA”) and were
utilized as the statutory authority for the embargo that gave rise to the
Iranian Transactions Regulations, Title 31 Part 560.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
IRAN-HR
|
Department of the
Treasury, Office of Foreign Assets Control
|
Executive
Order 13553- SDN’s of Iran dealing with human rights violations.
Legislative link
OFAC SDN List
|
Pre-2020
|
|
IRAN-TRA
|
Department of the
Treasury, Office of Foreign Assets Control
|
Executive Order
13628
authorizing the implementation of certain sanctions set forth in the Iran
Threat Reduction and Syria Human Rights Act of 2012 and additional
sanctions with respect to Iran.
Legislative link
OFAC SDN List
|
Pre-2020
|
|
IRAQ2
|
Department of the
Treasury, Office of Foreign Assets Control
|
Executive Orders
13315,
13350 Blocking Property of the
Former Iraqi Regime, Its Senior Officials and Their Family Members, and
Taking Certain Other Actions
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
IRAQ3
|
Department of the
Treasury, Office of Foreign Assets Control
|
Executive Orders
13438
Blocking Property of Certain Persons Who Threaten Stabilization Efforts in
Iraq
Legislative link
OFAC SDN List
|
Pre-2020
|
|
IFCA
|
Department of the
Treasury, Office of Foreign Assets Control
|
Iran Freedom and
Counter-Proliferation Act of 2012 (“IFCA”) requires the President
to block and prohibit all transactions in all property and interests in
property of persons that the President determines, on and after the date
that is 180 days after the date of its enactment, (a) is part of the
energy, shipping, or ship building sectors of Iran; or (b) operates a port
in Iran.
Legislative link
OFAC SDN List
|
Pre-2020
|
|
IRGC
|
Department of the
Treasury, Office of Foreign Assets Control
|
SDN’s
of Iran dealing with Islamic Revolutionary Guard Corps.
Legislative link
OFAC SDN List
|
Pre-2020
|
|
LEBANON
|
Department of the
Treasury, Office of Foreign Assets Control
|
The
Lebanon Sanctions Regulations are blocked pursuant to Executive Order
13441
of August 1, 2007.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
LIBYA2
|
Department of the
Treasury, Office of Foreign Assets Control
|
Alternate
specially designated terrorists per Libyan Sanctions, 31 C.F.R. part 570.
Legislative link
OFAC SDN List
|
Pre-2020
|
|
LIBYA3
|
Department of the
Treasury, Office of Foreign Assets Control
|
BLOCKING
PROPERTY AND SUSPENDING ENTRY INTO THE UNITED STATES OF PERSONS
CONTRIBUTING TO THE SITUATION IN LIBYA (EO 13566)
Legislative link
OFAC SDN List
|
Pre-2020
|
|
MAGNIT
|
Department of the
Treasury, Office of Foreign Assets Control
|
Sergei
Magnitsky Rule of Law Accountability Act of 2012.
Legislative link
OFAC SDN List
|
Pre-2020
|
|
MALI-EO13882
|
Department of the
Treasury, Office of Foreign Assets Control
|
Blocking Property and
Suspending Entry of Certain Persons Contributing to the Situation in Mali
Legislative Link
OFAC SDN List
|
Pre-2020
|
|
NICARAGUA
|
Department of the
Treasury, Office of Foreign Assets Control
|
BLOCKING
PROPERTY OF CERTAIN PERSONS CONTRIBUTING TO THE SITUATION IN NICARAGUA
Legislative link
OFAC SDN List
|
Pre-2020
|
|
NORTH KOREA
|
Department of the
Treasury, Office of Foreign Assets Control
|
The
Foreign Assets Control Regulations, authorized under the Trading with the
Enemy Act, established economic sanctions against the Democratic People’s
Republic of Korea (“North Korea”) in 1950. They have been modified on
several occasions, most recently on June 19, 2000, as a result of President
Clinton’s September 17, 1999 decision to ease economic sanctions against
North Korea in order to improve relations, to support the Agreed
Frame-work, and to encourage North Korea to continue to refrain from testing
long-range missiles.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
NS_PLC
|
Department of the
Treasury, Office of Foreign Assets Control
|
Section
(b) of General License 4 issued pursuant to the Global Terrorism Sanctions Regulations
(31
C.F.R. Part 594), the Terrorism Sanctions Regulations (31
C.F.R. Part 595), and the Foreign Terrorist Organizations Sanctions
Regulations (31
C.F.R. Part 597) authorizes U.S. financial institutions to reject
transactions with members of the Palestinian Legislative Council (PLC) who
were elected to the PLC on the party slate of Hamas, or any other Foreign
Terrorist Organization (FTO), Specially Designated Terrorist (SDT), or
Specially Designated Global Terrorist (SDGT), provided that any such
individuals are not named on OFAC's list of Specially Designated Nationals
and Blocked Persons (SDN List).
The
individuals in the following list are PLC members who were elected on the
party slate of an FTO, SDT, or SDGT. They do not, however, appear on the
SDN List. As indicated above, transactions involving these individuals must
be rejected.
Legislative
link
Link to OFAC Consolidated Sanctions
List
|
Pre-2020
|
|
NPWMD
|
Department of the
Treasury, Office of Foreign Assets Control
|
Entities
restricted pursuant to Executive Orders
12938
and 13094 Blocking Property of
Weapons of Mass Destruction Proliferators and Their Supporters.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
OFAC_CTRY_SANCTIONS
|
Department of the Treasury,
Office of Foreign Assets Control
|
List
of countries, cities, and ports for countries with OFAC Sanctions Programs.
This list also includes a list of cities in the disputed regions in Ukraine
and a separate list of cities for Crimea region.
|
OFAC_CTRY_SANCTIONS
Cities in Disputed regions added on 11/04/2022
|
|
Russia-EO14024
|
Department of the
Treasury, Office of Foreign Assets Control
|
Pursuant
to sections 1(a)(iv), 1(d), and 8 of Executive Order of April 15, 2021,
“Blocking Property with Respect to Specified Harmful Foreign Activities of
the Government of the Russian Federation” (the “Order”), the Acting
Director of the Office of Foreign Assets Control has determined, in
consultation with the Department of State, that the Central Bank of the
Russian Federation, the National Wealth Fund of the Russian Federation, and
the Ministry of Finance of the Russian Federation are political subdivisions,
agencies, or instrumentalities of the Government of the Russian Federation.
Legislative
link
|
11/30/2021
|
|
SDGT
|
Department of the
Treasury, Office of Foreign Assets Control
|
“Specially
Designated Global Terrorist” - The following are changes to entries already
on OFAC’s SDN list prior to Executive Order 13224, effective September 2001
-Blocking Property and Prohibiting Transactions With Persons Who Commit,
Threaten to Commit, or Support Terrorism.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
SDN
|
Department of the
Treasury, Office of Foreign Assets Control
|
These
codes mean, “specially designated national” of the country indicated.
Transactions with entities associated with any of these codes probably
require a license from the Office of Foreign Assets Control. Countries
covered, include; Libya, Cuba, Hizballah, Iraq, North Korea, Iran, Taliban
region of Afghanistan, Panama, F, Kuwait and Sudan.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
SDNT
|
Department of the
Treasury, Office of Foreign Assets Control
|
"Specially
Designated Narcotics Trafficker." The President signed Executive Order 12978 on October 21, 1995,
"Blocking Assets and Prohibiting Transactions with Significant
Narcotics Traffickers."
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
SDNTK
|
Department of the
Treasury, Office of Foreign Assets Control
|
"Specially
Designated Narcotics Trafficker Kingpin." Designation brought in June
2000 to denote senior drug traffickers under the Foreign Narcotics Kingpin
Sanctions Regulations.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
SDT
|
Department of the Treasury, Office of
Foreign Assets Control
|
Specially
Designated Terrorist - President Clinton signed Executive
Order 12947, effective January 24, 1995, "Prohibiting Transactions
with Terrorists Who Threaten to Disrupt the Middle East Peace Process.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
SOMALIA
|
Department of the Treasury, Office of
Foreign Assets Control
|
Specially
designated terrorists per Somalia Sanctions Regulations, 31 C.F.R. part
551.
Legislative link
OFAC SDN List
|
Pre-2020
|
|
SOUTH_SUDAN
|
Department of the Treasury, Office of
Foreign Assets Control
|
On May 3, 2014, in response
to the marked by activities that threaten the peace, security, or
stability of South Sudan and the surrounding region, including widespread
violence and atrocities, human rights abuses, recruitment and use of child
soldiers, attacks on peacekeepers, and obstruction of humanitarian
operations,, President Obama issued Executive Order
13664 declaring a national emergency with respect to South Sudan.
The order, issued under the authority § 570(b) of the Foreign Operations,
Export Financing and Related Programs Appropriations Act, 1997 (Public Law
104-208) (the “Act”) and the International Emergency Economic Powers Act
(50 U.S.C. 1701-1706) blocks the property of certain persons contributing
to the conflict in South Sudan.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
SYRIA
|
Department of the Treasury, Office of
Foreign Assets Control
|
On
May 11, 2004, the President, invoking the authority of the International
Emergency Economic Powers Act and the Syria Accountability and Lebanese
Sovereignty Restoration Act of 2003, Public Law 108-175, issued Executive Order
13338
“Blocking Property of Certain Persons and Prohibiting the Export of Certain
Goods to Syria”
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
TCO
|
Department of the
Treasury, Office of Foreign Assets Control
|
OFAC’s
Transnational Criminal Organization List. On July 25, 2011, Executive order
13581
was signed by the President initiating sanctions against Transnational
Criminal Organizations.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
UKRAINE-EO13660
|
Department of the Treasury, Office of
Foreign Assets Control
|
On
March 6th, 2014, the President signed Executive Order
13660
in direct response to threats to the peace, security, or stability of
Ukraine, as well as efforts to assert governmental authority in the Crimean
region without the authorization of the Government of Ukraine.
On
July 31, 2014, OFAC converted program tag UKRAINE and associated names to UKRAINE-EO13660.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
UKRAINE-EO13661
|
Department of the Treasury, Office of
Foreign Assets Control
|
On
March 16th, 2014, the President signed an Executive Order
13661
Blocking Property of Additional Persons Contributing to the Situation In
Ukraine. This new authority expands upon E.O. 13660 by providing the
ability to target officials of the Government of the Russian Federation,
any individuals or entities that operate in the arms or related materiel
sector in the Russian Federation, and any individual or entity that is
owned or controlled by, or provides material or other support to any senior
official of the Government of the Russian Federation or any person designated
pursuant to this order.
On
July 31, 2014, OFAC converted program tag UKRAINE and associated names to
UKRAINE-EO13660.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
UKRAINE-EO13662
|
Department of the Treasury, Office of
Foreign Assets Control
|
On
July 16, 2014, OFAC introduced the Sectoral
Sanctions Identifications List to identify persons operating in sectors of
the Russian economy identified by the Secretary of the Treasury pursuant to
Executive Order
13662.
Directives found within the list describe prohibitions on dealings
with the persons identified.
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
UKRAINE-EO13685
|
Department of the Treasury, Office of
Foreign Assets Control
|
On
December 19, 2014, the President signed Executive Order
13685
Blocking Property of Certain Persons and Prohibiting Certain Transactions
With Respect to the Crimea Region of Ukraine
Legislative
link
OFAC SDN List
|
Pre-2020
|
|
VENEZUELA
|
Department of the Treasury, Office of
Foreign Assets Control
|
On
March 9, 2015, The President has signed an Executive Order
13692
and Executive Order
13808
and Executive Order
13850
Blocking Property and Suspending Entry of Certain Persons Contributing to
the Situation in Venezuela.
Legislative Link
OFAC SDN List
|
Pre-2020
|
|
YEMEN
|
Department of the Treasury, Office of
Foreign Assets Control
|
On November 9, 2012, the
Department of the Treasury’s Office of Foreign Assets Control (“OFAC”)
issued the new Yemen Sanctions
Regulations, 31 CFR part 552, to implement Executive Order 13611 of May
16, 2012, “Blocking Property of Persons Threatening the Peace, Security, or
Stability of Yemen.”
Legislative Link
OFAC SDN List
|
Pre-2020
|
|
Premium RPL Lists
The below
Premium RPL lists are available by subscription for an additional charge.
For
inquiries regarding the below list, please send an email to
TradeSphere@livingstonintl.com
|
|
DOW_JONES_PEP
|
This list contains parties
that are concerns due to being Politically Exposed Persons (PEPs) flagged
as concerns for the misuse of financial systems by PEPs.
|
December 2023
|
|
DOW_JONES_RCA
|
This list contains parties
that are concerns due to being Relatives or Close Associates of
politically exposed persons flagged as concerns for the misuse of
financial systems by PEPs.
|
December 2023
|
|
DOW_JONES_SCP
|
This list contains Dow Jones
researched parties that are concerns due to ownership rules.
Sanctions control and
ownership research is a deep dive into an organization’s ownership structure
to determine how great a stake a sanctioned party may own in it.
|
December 2023
|
|
DOW_JONES_SIP
|
Special Interest Person
(SIP)
This list contains Dow Jones
researched parties that are concerns due to an individual or business
accused of, arrested for or convicted of, or is undergoing trial for
crimes such as corruption, financial crime, trafficking, organized crime,
terror, or war crimes.
|
December 2023
|
|
KHARON_CONTROL
|
Kharon’s Control dataset
helps you identify entities that may be controlled by parties subject to
sanctions.
|
January 2024
|
|
KHARON_DEEP RUSSIA
|
Kharon’s Russia dataset
includes the commercial operations and global holdings of sanctioned
Russian financial institutions, key oligarchs and their associates, and
strategic industry verticals such as defense and energy, and spans
corporate structures, trading partners, and supply chains.
|
October 2022
|
|
KHARON_FORCED LABOR
|
Kharon's Forced Labor
dataset covers thousands of high-risk entities and their commercial
networks of subsidiaries, units, vendors, facilitators, and affiliates —
particularly those based and operating within or near the Xinjiang region
of China.
|
October 2022
|
|
KHARON_MEU
|
Entities that maintain
commercial ties with military end users in China, Russia, and other
restricted jurisdictions may be subject to export controls and supply
chain-focused security restrictions.
|
October 2022
|
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KHARON_OFAC50
|
This list contains parties
that are concerns due to OFAC50% ownership rules
|
December 2021
|
|
|
*****OBSOLETE*****
THE
BELOW RPL LISTS ARE NO LONGER MAINTAINED AND/OR ARE EXPIRED
*****OBSOLETE*****
|
|
561LIST
|
Department of the Treasury,
Office of Foreign Assets Control
|
On
March 14th, 2019, 561LIST was replaced with CAPTA. All Entities
were transferred over to the CAPTA list and 561LIST has been removed.
https://www.treasury.gov/resource-center/sanctions/OFAC-Enforcement/Pages/20190314.aspx
|
|
|
BIS_GO
|
Department of Commerce, Bureau
of Industry and Security
|
On
September 22, 2008, per FR DOC E8-22088, General Order No. 3 was removed
and all names appearing on RPL Type BIS_GO were transferred to the ENTITY
list.
https://www.federalregister.gov/documents/2008/09/22/E8-22088/addition-of-certain-persons-to-the-entity-list-removal-of-general-order-from-the-export
|
|
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BNMY
|
Bank Negara
Malaysia/Central Bank of Malaysia
|
Malaysian
restricted party list published by the Central Bank of Malaysia and used to
identify entities involved in terrorism.
|
|
|
BSP
|
Bangko Sentral NG Pilipinas
|
Philippine restricted party
list published by the Central Bank of the Philippines and used to identify
entities involved in terrorism.
|
|
|
BURMA
|
Department of the Treasury,
Office of Foreign Assets Control
|
10/7/2016
Issuance of Executive Order Terminating Burma-related Sanctions Program;
Burma-related Designations Removals - https://www.treasury.gov/resource-center/sanctions/OFAC-Enforcement/Pages/20161007.aspx
On
May 13, 2014, in response to the Burmese Government’s large scale
repression of and violence against the Democratic opposition, President
Clinton issued Executive Order 13047 declaring a national emergency with
respect to Burma. The order, issued under the authority § 570(b) of the
Foreign Operations, Export Financing and Related Programs Appropriations
Act, 1997 (Public Law 104-208) (the “Act”) and the International Emergency
Economic Powers Act (50 U.S.C. 1701-1706) prohibits new investment in Burma
by US persons, and their facilitation of new investment in Burma by foreign
persons.
|
|
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BURUNDI
|
Department of the
Treasury, Office of Foreign Assets Control
|
On November 18, 2021, the
President issued E.O. 14054, “Termination of Emergency With Respect to the
Situation in Burundi” (86 FR 66149, November 19, 2021). As a result, OFAC
is removing the Regulations from the Code of Federal Regulations. Pursuant
to section 202(a) of the National Emergencies Act (50 U.S.C. 1622(a)) and
section 2 of E.O. 14054, termination of the national emergency declared in
E.O. 13712 shall not affect any action taken or proceeding pending not
finally concluded or determined as of November 18, 2021 (the date of E.O.
14054), any action or proceeding based on any act committed prior to the
date of E.O. 14054, or any rights or duties that matured or penalties that
were incurred prior to the date of E.O. 14054.
Legislative link
On
November 23, 2015, the US President signed an Executive Order
"Blocking Property of Certain Persons Contributing to the Situation in
Burundi."
Legislative link
OFAC SDN List
|
Pre-2020
|
|
COTED
|
Department of the Treasury,
Office of Foreign Assets Control
|
On
September 14, 2016, The President signed an Executive Order entitled
“Termination of emergency with Respect to the Situation in or in Relation
to Côte d’Ivoire. All Entities under COTED have been deleted: https://www.treasury.gov/resource-center/sanctions/OFAC-Enforcement/Pages/20160914.aspx
On
February 8, 2006, President Bush issued Executive Order 13396 declaring a
national emergency to deal with the unusual and extraordinary threat to the
foreign policy of the United States posed
by the conflict in Côte d’Ivoire. The new Executive Order blocks the
property of persons contributing to the political and social unrest in Côte
d’Ivoire. Providing statutory authority for these sanctions is the
International Emergency Economic Powers Act (“IEEPA”), the National
Emergencies Act and sections 301 of title 3 of the United States Code.
|
|
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DOD_IQMW
|
Department of Defense,
Iraqi Most Wanted List
|
General
License #3 under the OFAC Iraqi Sanctions Regulations prohibits any
privately financed humanitarian transactions with persons on the Department
of Defense Iraqi Most Wanted List.
|
|
|
DTI
|
Department for
Business, Energy & Industrial Strategy formerly known as
Department for Business Innovation and Skill (BIS) formerly known as the
Department of Trade and Industry (DTI)
|
In
August 2017, The Iran List, which gave information about entities,
companies and organisations in Iran, has been withdrawn from GOV.UK: https://www.gov.uk/government/publications/notice-to-exporters-201708-iran-list-removed-from-govuk
The
United Kingdom's Department for Business, Energy & Industrial Strategy
(BEIS) provided a list of Iranian entities which may have a WMD connection.
BIS states that current concerns about Iran make it useful at this time to
provide more specific information about end-users in that country. This
list is intended to help judge which exports might potentially be of
concern on end use grounds, based on previous licensing decisions.
This information may be factored into your business planning and will help
exporters make informed decisions on whether to contact BIS’s Export
Control Organization (ECO).
Legislative link
|
|
|
EO13599
|
Department of the Treasury,
Office of Foreign Assets Control
|
On
November 5, 2018, OFAC moved persons identified as meeting the definition
of the terms “Government of Iran” or “Iranian financial Institute” from
EO13599 List to the SDN List as appropriate and removed EO13599 Kist from
its website: https://www.treasury.gov/resource-center/sanctions/SDN-List/Pages/20181105.aspx
Executive
Order 13599 of February 5, 2012 Blocking Property of the Government of Iran
and Iranian Financial Institutions. The names on this list are NOT Subject
to Secondary Sanctions; U.S. Persons Must Continue to Block this Property
and Interests in this Property Pursuant to this Executive Order.
|
|
|
EO13622
|
Department of the Treasury,
Office of Foreign Assets Control
|
Executive
Order 13622 authorizing additional sanctions with respect to Iran.
|
|
|
EO13645
|
Department of the Treasury,
Office of Foreign Assets Control
|
Executive
Order 13645 authorizing the implementation of certain sanctions set forth
in the Iran Freedom and Counter-Proliferation Act of 2012 and additional
sanctions with respect to Iran.
|
|
|
EU_BURMA
|
Official Journal of the
European Communities
|
All names listed under RPL Type EU_BURMA are expired per
regulation:
-
persons listed as per Regulation (EC) No 194/2008 are expired
on the basis of COUNCIL REGULATION (EU) No 401/2013
-
persons listed as per Decision 2010/232/CFSP are expired on
the basis of COUNCIL DECISION 2013/184/CFSP
|
|
|
FRYK
|
Department of the Treasury,
Office of Foreign Assets Control, Foreign Assets Control Regulations, 31
CFR Part 586
|
FRYK
are a subset of the FRY designation relating to nationals of Kosovo
(Executive Order 13088). Transactions with some of these entities need to
be interdicted and some of their names have been reintegrated into the main
section of the alphabetical master list of Specially Designated Nationals
and Blocked Persons with the designation FRYK.
|
|
|
FRYM
|
Department of the Treasury,
Office of Foreign Assets Control
|
On May 29, 2003, E.O. 13304
was issued terminating emergencies with respect to Yugoslavia and modifying
E.O. 13219. All [FRYM] and [BALKANS] entries previously on OFAC's SDN list
were deleted, and a new list of names associated with [BALKANS] was issued.
|
|
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FRY S&M
|
Department of the Treasury,
Office of Foreign Assets Control, Foreign Assets Control Regulations, 31
CFR Part 585
|
Executive
Orders 13088, 13121 and 13192 govern trade with entities in Serbia and
Montenegro since this lifting of Sanction in 1996. The original entries
with the designation FRY S&M remain segregated because assets blocked
involving them prior to December 27, 1995 remain blocked under the Federal
Republic of Yugoslavia Sanctions (Serbia & Montenegro) and Bosnian
Serb-controlled Areas of the Republic of Bosnia and Herzegovina Sanctions
Regulations.
|
|
|
HAITI
|
Department of the Treasury,
Office of Foreign Assets Control, Foreign Assets Control
Regulations
|
There
are currently no active individuals or entities under this RPL type.
All restrictions have expired.
|
|
|
HKMA
|
Hong Kong Monetary
Authority
|
A
list of fraudulent websites kept by the HKMA and recommended that you do
not do business with those websites.
|
|
|
IRAQ
|
Department of the Treasury,
Office of Foreign Assets Control
|
On August 2, 1990, upon Iraq’s invasion of Kuwait, former
President Bush issued Executive Order 12722 declaring a national emergency
with respect to Iraq. The order, issued under the authority of the
International Emergency Economic Powers Act (50 U.S.C. 1701), the National Emergencies
Act (50
U.S.C. 1601), and section 301 of title 3 of the U.S. Code, imposed
economic sanctions, including a complete trade embargo, against Iraq.
|
|
|
JADE
|
Department of the
Treasury, Office of Foreign Assets Control
|
10/7/2016
Issuance of Executive Order Terminating Burma-related Sanctions Program;
Burma-related Designations Removals
Juntas
Anti-Democratic Efforts Act per Pub. L. 110-286, 122 Stat. 2632. Of 2008
Legislative link
|
|
|
KUWAIT
|
Department of the Treasury,
Office of Foreign Assets Control, Foreign Assets Control Regulations
|
There
are currently no active individuals or entities under this RPL type.
All restrictions have expired.
|
|
|
LIBERIA
|
Department of the Treasury,
Office of Foreign Assets Control
|
The
Liberian sanctions block all property and interests in property of the
listed persons and prohibit the importation of certain goods from Liberia.
Property and interests in such property may not be transferred, paid,
exported, withdrawn, or otherwise dealt in.
|
|
|
LIBYA
|
Department of the Treasury,
Office of Foreign Assets Control
|
The
Libyan Sanctions Regulations, authorized under the International Emergency
Economic Powers Act and the International Security and Development
Cooperation Act of 1985, established economic sanctions against Libya in
January 1986. All names under this file type have expired and any active
names are captured under current File type LIBYA2.
|
|
|
MAS
|
Monetary Authority of
Singapore
|
Consumers
are strongly encouraged to deal only with persons that are regulated by MAS. MAS'
regulatory regime aims at safeguarding the interests of consumers by
ensuring that only competent and professional persons may provide
financial services.
|
|
|
OTHER
|
Obsolete Catch-All; Federal
Register
|
This
type was originally used as a catch-all for entities that appeared in the
Federal Register but did not fit into an existing denial type; All active
names on this list have since been reclassified to the appropriate RPL
Type.
|
|
|
PANAMA
|
Department of the Treasury,
Office of Foreign Assets Control, Foreign Assets Control Regulations
|
There
are currently no active individuals or entities under this RPL type.
All restrictions have expired.
|
|
|
RBA
|
Reserve Bank of Australia
|
On
March 7, 2012, the Australian Government introduced the Autonomous
Sanctions Regulations Act 2011 that gives the Department of Foreign Affairs
and Trade (DFAT) sole responsibility for implementing and administration of
Australia’s autonomous sanctions. Accordingly, the Reserve Bank of
Australia (RBA) no longer plays a role administering autonomous sanctions,
thus the RBA List is being retired.
Legislative
link
|
|
|
SRBH
|
Department of the Treasury,
Office of Foreign Assets Control, Foreign Assets Control Regulations, 31
CFR Parts 500 - 596
|
Effective
May 10, 1996, sanctions were suspended with regard to Bosnian Serb forces
and authorities and the areas of the Republic of Bosnia and Herzegovina
that they control. Transactions with entries listed with "[SRBH]"
on the alphabetical master list of Specially Designated Nationals and
Blocked Persons need no longer be interdicted and U.S. persons are free to
deal with the named individuals. However, property and interests in
property blocked before May 10, 1996, must remain blocked except as
authorized by the Office of Foreign Assets Control.
|
|
|
SUDAN
|
Department of the
Treasury, Office of Foreign Assets Control
|
Effective
October 12, 2017, certain sanctions with respect to Sudan and the
Government of Sudan – namely sections 1 and 2 of Executive Order (E.O.)
13067 of November 3, 1997 and all of E.O. 13412 of October 13, 2006 – will
be revoked, pursuant to E.O. 13761 of January 13, 2017, as amended by E.O.
13804 of July 11, 2017.
https://www.treasury.gov/resource-center/sanctions/Programs/pages/sudan.aspx
|
|
|
TALIBAN
|
Department of the Treasury,
Office of Foreign Assets Control
|
On
July 4, 1999, after finding that the policies and actions of the Taliban in
Afghanistan were a threat to national security, President Clinton issued
Executive Order 13129, declaring a national emergency to deal with that
threat. The order imposed an asset freeze against the Taliban, and
prohibited trade with the Taliban.
On
July 3, 2002, Executive Order 13224 was amended to incorporate former
Taliban designations under the SDGT program. Based on this amendment, RPL
Type TALIBAN has been expired and all names moved under RPL Type SDGT.
|
|
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UKRAINE
|
Department of the Treasury,
Office of Foreign Assets Control
|
On
July 31, 2014, OFAC converted program tag UKRAINE and associated names to
UKRAINE-EO13660.
|
|
|
UKRAINE2
|
Department of the Treasury,
Office of Foreign Assets Control
|
On
July 31, 2014, OFAC converted program tag UKRAINE and associated names to UKRAINE-EO13660.
|
|
|
UNITA
|
Department of the Treasury,
Office of Foreign Assets Control
|
On
May 7, 2003, the President signed Executive Order 13224, terminating the
national emergency associated with Angola. On May 8, 2003, Treasury removed
all names associated with RPL Type UNITA; expiring this RPL Type.
|
|
|
UNVERIFIED_LIST
|
Department of Commerce, Bureau
of Industry and Security, Export Administration Regulations
|
Effective
January 21, 2014, per 78 FR 76748, BIS has removed all parties from this
list. Parties which BIS determines should be included in the new Unverified
List will be incorporated under Part 744.15 Supplement 6 of the Export
Administration Regulations (EAR). As such, RPS File Type UNVERIFIED_LIST
and all names under this file type are being expired, and a new File Type,
BIS_UVL, is being created which will list the names of entities as BIS
identifies them.
|
|
|
ZIMB
|
Department of the Treasury, Office of
Foreign Assets Control
|
Pursuant
to E.O 14118 signed on March 4th, 2024, Termination of Emergency
with Respect to Zimbabwe, this OFAC list has been expired. Any entities
with respect to Zimbabwe will be added under Global Magnitsky program going
forward.
|
|
